Whether your firm is publicly traded or privately held, we can find D&O insurance that can protect your directors and officers as well as your corporate entity from suits arising from their roles as a director or officer of the firm. Suits that may be covered by these policies can include:

• Failure to comply with SEC regulations
• Improper corporate policies
• Investment Banker Relations
• Misrepresentation of IPO and private placement
• Misrepresentation to investment bankers
• Shareholder disputes including minority shareholders
• Warehouse Lender Relations